Metis Wealth Management & Planning

Yes. As a registered investment advisor (RIA) with the SEC, Metis is legally bound by a fiduciary duty to act in its clients' best interests. This status requires the firm to disclose conflicts of interest and prioritize client outcomes ahead of its own compensation. The fiduciary standard differentiates RIAs from broker-dealers, who operate under a suitability standard.

Metis provides discretionary portfolio management, financial planning, and retirement planning services. The firm's advisory model integrates investment management with holistic financial planning, addressing areas such as tax efficiency and long-term goal funding. Its public filings describe a service delivery model where most clients grant discretionary authority over their managed accounts.

The firm charges asset-based advisory fees calculated as a percentage of client assets under management. This fee structure aligns the firm's revenue with portfolio performance and client retention. According to its regulatory filings, Metis does not earn commissions on product sales.

Metis serves individuals, high-net-worth families, trusts, and retirement plans. The firm's client base, as described in its Form ADV, spans a range of personal and institutional accounts. Its services are tailored to each client's financial circumstances and goals.

Metis constructs portfolios using equities, fixed income, and mutual funds within a strategic asset-allocation framework. The firm employs modern portfolio theory to balance risk and return, blending active and passive management strategies. Portfolio construction is customized to the client's risk tolerance and investment time horizon.