Asset ManagerRIA · CRD 325837SEC-Registered

Updated:

Mooring Bay Capital Management

Mooring Bay Capital runs a concentrated, SEC-reporting public-equities portfolio from Palm Beach, Florida.

Mooring Bay Capital Management

MOORING BAY CAPITAL MANAGEMENT is an SEC-registered investment adviser in DALLAS, TX. The firm manages approximately $9 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Dallas

Corporate office

Palm Beach, FL, United States

Frequently asked questions

How does Mooring Bay Capital Management invest?

The firm invests exclusively in publicly traded U.S. equities through a concentrated, long-only portfolio. Quarterly 13F filings show a focus on large-cap technology and financial-services companies, with top holdings historically including Microsoft and Visa. The investment approach is fundamental and research-driven.

Who runs investment decisions at Mooring Bay?

Mooring Bay does not publicly disclose its investment team or principals. The firm operates without a website or LinkedIn presence, and no named portfolio manager is listed in its regulatory filings. This opacity is consistent with a closely held vehicle where the decision-maker may be a single individual or small family committee.

Is Mooring Bay structured as a family office or a traditional asset manager?

Mooring Bay occupies a hybrid position. It is structured as a registered investment company that files quarterly with the SEC, which is typical of an asset manager. However, it maintains no public marketing presence and does not appear to solicit outside capital, a profile more consistent with a single-family office that uses the registered vehicle for governance or structural reasons.

Does Mooring Bay invest in private markets or venture capital?

No. All available evidence points to a pure public-equities strategy. The firm's SEC filings show only long positions in listed U.S. stocks. There are no indications of direct private-company investments, fund commitments, real estate, or credit exposure.

What is Mooring Bay's AUM?

Mooring Bay does not publicly disclose assets under management. The firm has no website, no press coverage citing AUM, and its 13F filings provide position-level data rather than aggregate portfolio value. As a result, no credible AUM figure or estimate can be made.

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