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Mosley Wealth Management
Mosley Wealth Management was founded in 1995 by Tom Mosley as Mosley Insurance & Financial Services, emerging from nearly two decades of pastoral work.
Mosley Wealth Management
Mosley Wealth Management was founded in 1995 by Tom Mosley as Mosley Insurance & Financial Services, emerging from nearly two decades of pastoral work. Mosley has cited witnessing elderly congregants forced to choose between food and prescriptions as the catalyst for entering financial services, and that protective ethos still shapes the firm's conservative approach. The firm operates from a headquarters in Anaheim, California, with additional offices in Arcadia, Encino, Ontario, and San Diego. The firm's strategy anchors heavily in retirement-income planning for individuals nearing or already in retirement, with a distinct tilt toward capital preservation over accumulation. Its service mix spans annuities, life insurance, IRA and 401(k) rollovers, and tax-efficiency strategies, alongside asset-protection structures such as trusts and probate planning. Tom Mosley's website notes specific experience advising employees of Fortune 500 names including Wells Fargo, Disney, Raytheon, and Edison on pension and Social Security elections, which forms a visible but narrow institutional adjacency. The firm's geographic footprint is tightly concentrated in Southern California, with no evidence of national or international deployment. The firm lists 21 professionals on its website, encompassing ten investment-adviser representatives — seven designated as lead advisors — plus support and compliance staff. In May 2024, the firm maintained five physical locations across the greater Los Angeles and San Diego metros, a footprint built around seminar-driven client acquisition that uses events such as Social Security workshops to source new relationships. Mosley also operates the "E.A.S.E. Into Retirement" podcast, which it uses as a weekly educational funnel. Mosley's structure resembles a wealth-management practice rather than a family office or institutional allocator: it is a registered investment adviser with an embedded insurance agency underneath a single founder-leader. There is no disclosed external capital, no pooled fund vehicle, and no co-investment club; all client assets appear held in separately managed accounts or insurance products. That independence from outside LP pressure — paired with a brick-and-mortar seminar model that is rare among fee-only RIAs — gives the firm a durable, if unscalable, local moat.
General information
Firm type
Bank / Wealth / Trust
Year founded
1995
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Anaheim
Corporate office
2401 E Katella Ave., Suite 270, Anaheim, CA 92806, United States
Additional offices
Arcadia, CA · Encino, CA · Ontario, CA · San Diego, CA
Principals
Tom Mosley
Founder
Chris Radford
President/Chief Executive Officer (CEO)
Kevin McCloskey
Chief Operating Officer (COO)
Sector focus
Frequently asked questions
Who runs investment decisions at Mosley Wealth Management?
The firm operates under founder Tom Mosley, who holds the Series 65 and functions as a registered Investment Adviser Representative, alongside CEO Chris Radford and COO Kevin McCloskey. Day-to-day investment strategy and client advisory are executed by a bench of ten Investment Adviser Representatives, seven of whom are designated as lead advisors. There is no disclosed CIO or investment committee separate from the advisory team.
How does Mosley Wealth Management source its clients?
Mosley relies heavily on in-person educational seminars — publicly listing events like Social Security workshops at local community centers — alongside a proprietary podcast titled "E.A.S.E. Into Retirement." The firm does not appear to employ a traditional institutional RIA referral network or national digital-marketing funnel. This seminar-driven model is locally concentrated in Southern California.
Does Mosley operate as a family office or an RIA?
Mosley is a registered investment adviser with a co-located insurance agency, not a family office. It serves multiple external clients — individuals, high-net-worth households, and charitable organizations — rather than managing a single family's capital. The ownership structure remains concentrated under founder Tom Mosley.
Does Mosley Wealth Management make direct private-market investments or fund commitments?
The firm's stated services — annuities, life insurance, IRA rollovers, trusts, and tax planning — indicate a focus on retirement-income packaging and estate structuring rather than direct private equity, venture, or fund-of-fund commitments. No portfolio companies, co-investments, or alternative-asset mandates are disclosed.
What is the firm's posture on co-investments alongside external managers?
There is no evidence that Mosley participates in co-investments or syndicated deals. Its model centers on insurance products and separately managed accounts with a fiduciary-lite overlay; it does not appear to pool client capital for direct investment alongside external GPs.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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