Asset ManagerRIA · CRD 119919SEC-Registered

Updated:

NAVALIGN

NAVALIGN, LLC is an SEC-registered investment adviser in ENCINO, CA, registered since 2006. The firm manages approximately $732 million in regulatory assets.

NAVALIGN

NAVALIGN, LLC is an SEC-registered investment adviser in ENCINO, CA, registered since 2006. The firm manages approximately $732 million in regulatory assets. It has 10 employees and 8 investment advisers.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

Principals

Jon Ten Haagen

Founder and CEO

Sector focus

Wealth ManagementFinancial Services

Frequently asked questions

Does NAVALIGN recommend individual stocks or alternative investments?

NAVALIGN's investment approach relies on diversified, low-cost ETFs and mutual funds rather than individual security selection. The firm does not appear to allocate client capital to private equity, venture capital, hedge funds, or direct real estate investments. Portfolios are constructed around broad asset classes — equities, fixed income, and cash — using asset-allocation models suited to each client's financial plan.

What types of clients does NAVALIGN serve?

The firm serves individuals, high-net-worth families, and small businesses, primarily in the New York metropolitan area. Client accounts include taxable brokerage accounts, traditional and Roth IRAs, and small-business retirement plans. NAVALIGN does not serve large institutional investors such as pension funds, endowments, or sovereign wealth funds.

How is NAVALIGN structured as a legal and regulatory entity?

NAVALIGN, LLC operates as a limited liability company registered with the state of New York as an investment adviser. It is a sole proprietorship in practice, with Jon Ten Haagen as the single owner, investment adviser representative, and chief compliance officer. The firm has no parent company, subsidiaries, or affiliated advisory entities.

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