Bank / Wealth / TrustRIA · CRD 148832SEC-Registered

Updated:

Oak Wealth Advisors

Oak Wealth Advisors is an SEC-registered investment adviser in Northbrook, IL, registered since 2017. The firm manages approximately $374 million in assets.

Oak Wealth Advisors logo

Oak Wealth Advisors

Oak Wealth Advisors is an SEC-registered investment adviser in Northbrook, IL, registered since 2017. The firm manages approximately $374 million in assets. It has 7 employees and 3 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2008

Location

Region

North America

Country

United States

City

Northbrook

Corporate office

Northbrook, IL, United States

Principals

Mike Walther

Founder & President

Sector focus

Wealth ManagementSpecial Needs Planning

Frequently asked questions

Who runs investment decisions at Oak Wealth Advisors?

Founder Mike Walther leads the investment committee and sets the firm's strategic asset allocation. The firm relies on Dimensional Fund Advisors for underlying fund management rather than employing in-house portfolio managers.

Does Oak Wealth Advisors participate in fund commitments or direct deals?

No. The firm constructs portfolios using publicly available mutual funds and ETFs. It does not make direct private investments, sponsor funds, or participate in co-investment club deals.

What is the firm's known posture on alternative investments?

Oak Wealth Advisors historically allocates to alternatives through liquid, low-cost fund structures such as DFA's real estate and commodity-adjacent portfolios. The firm does not emphasize hedge fund or private equity commitments, favoring implementation simplicity for clients balancing medical and educational expense uncertainty.

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