Oberon Investments Group

Oberon operates three core divisions under its publicly listed holding company. The private client wealth management unit oversees portfolios for individuals and trusts. The fund management arm runs regulated collective investment schemes, including the Oberon AIM Portfolio. The corporate broking division advises small-cap public companies on London's equity capital markets, acting as nominated adviser and broker.

Oberon grows by acquiring regulated financial advisory firms and advisory teams, integrating them into its listed group. It uses its status as a public company on the Aquis Stock Exchange to fund acquisitions with equity. Simon McGivern and John Gunn have executed this consolidation strategy since the firm's 2017 launch, with the August 2023 acquisition of Smythe House as a recent example.

Yes. The Oberon AIM Portfolio is a UK-authorised OEIC investing primarily in companies listed on London's Alternative Investment Market. The fund reflects the firm's internal expertise in the small-cap segment where its corporate broking team also sources advisory mandates.

Oberon's corporate broking team serves small-cap and growth companies listed on the London Stock Exchange and the Aquis Stock Exchange. It provides nominated adviser services, equity capital markets execution, and ongoing regulatory advisory for public companies, primarily in the UK.

Yes, Oberon is authorised and regulated by the UK's Financial Conduct Authority. Its status as an FCA-regulated entity covers its wealth management, fund management, and corporate broking activities, providing a unified compliance framework across all three divisions.

CEO Simon McGivern leads the group's overall strategy, including its acquisition-led growth model. The firm's fund management and wealth advisory teams operate under individual investment mandates within the broader group structure. Non-Executive Chairman John Gunn provides governance oversight from the listed holding company level.

Corporate broking advises public companies on equity issuance, regulatory compliance, and market positioning, earning advisory and retainer fees. Wealth management manages discretionary portfolios for private clients. The two units share a common listed-company client base but serve different counterparties — companies on one side, individual investors on the other.