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OFS CLO Management II, LLC
OFS CLO Management II, LLC is an SEC-registered investment adviser in Chicago, IL, registered since 2022. The firm manages approximately $1.3 billion in...
Overview
OFS CLO Management II, LLC is an SEC-registered investment adviser in Chicago, IL, registered since 2022. The firm manages approximately $1.3 billion in regulatory assets. It has 47 employees and 23 investment advisers.
General information
Firm type
Asset Manager
Sector focus
Frequently asked questions
What is OFS CLO Management II, LLC's role in the CLO market?
OFS CLO Management II, LLC acts as a collateral manager for CLOs, selecting and managing portfolios of leveraged loans. CLOs are structured finance vehicles that issue rated debt and equity tranches backed by loan pools, and the firm is responsible for ongoing portfolio surveillance and reinvestment decisions. This role is similar to that of a credit asset manager rather than an investment banker.
How is OFS CLO Management II, LLC regulated?
The firm is registered as an investment adviser with the SEC, subjecting it to regulatory oversight under the Investment Advisers Act of 1940. CLO vehicles themselves are exempt from the Investment Company Act through the Section 3(c)(7) exemption, but the manager's activities are regulated. Compliance reports and Form ADV filings are accessible via the SEC's IAPD database.
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