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O'Neill Financial Management
O'NEILL FINANCIAL MANAGEMENT, INC. is an SEC-registered investment adviser in LAKE FOREST, CA. The firm manages approximately $87 million in regulatory assets.
O'Neill Financial Management
O'NEILL FINANCIAL MANAGEMENT, INC. is an SEC-registered investment adviser in LAKE FOREST, CA. The firm manages approximately $87 million in regulatory assets. It has 3 employees and 3 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Frequently asked questions
Is O'Neill Financial Management registered with the SEC or state regulators?
O'Neill Financial Management Inc. appears in regulatory records as a registered investment advisor, which requires either SEC or state-level registration depending on its assets under management. Firms under $100 million in regulatory AUM typically register with state securities authorities, while those above that threshold register with the SEC. Its exact regulatory status and filing history are part of the public record through the Investment Adviser Public Disclosure database.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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