Asset ManagerRIA · CRD 117679SEC-Registered

Updated:

Pelleton Capital Management

PELLETON CAPITAL MANAGEMENT, LTD. is an SEC-registered investment adviser in SCOTTSDALE, AZ. The firm manages approximately $12 million in regulatory assets.

Pelleton Capital Management

PELLETON CAPITAL MANAGEMENT, LTD. is an SEC-registered investment adviser in SCOTTSDALE, AZ. The firm manages approximately $12 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Year founded

2002

Location

Region

North America

Country

United States

City

Scottsdale

Corporate office

Scottsdale, AZ, United States

Principals

John M. Loeffler

President

Sector focus

Hedge FundsReal Estate

Frequently asked questions

Who runs investment decisions at Pelleton Capital Management?

John M. Loeffler serves as President and appears to be the sole investment decision-maker. Public filings do not list any additional portfolio managers or analysts. His long-tenured FINRA registration suggests he has personally managed the book since the firm's 2002 founding.

Is Pelleton Capital Management registered with the SEC?

Pelleton files as an Exempt Reporting Adviser, a category reserved for managers who solely advise private funds and whose regulatory assets under management fall below the $150 million threshold that would trigger full registration. This status exempts the firm from the detailed public disclosures required of larger registered advisers.

What investment stages or asset classes does the firm target?

The firm sponsors at least one hedge fund vehicle reported to invest in both securities and real estate. The mix suggests a flexible, multi-asset approach rather than a dedicated venture or private equity mandate. Specific allocations and target returns are not publicly disclosed.

Does Pelleton Capital Management manage outside capital?

The exempt reporting status confirms the firm manages at least one private pooled investment vehicle, which implies some external capital. However, with a single identified principal and no public fundraising disclosures, the LP base is likely small and closely held—potentially family capital or a select group of personal investors.

Where does the firm source its real estate exposure?

No property-level disclosures are publicly available. The real estate allocation referenced in regulatory filings could mean direct property ownership, REIT securities, mortgage notes, or a combination—all common approaches for a small, flexible private fund.

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