Bank / Wealth / TrustRIA · CRD 118519SEC-Registered

Updated:

Physicians Financial Services

Physicians Financial Services is an SEC-registered investment adviser in Raleigh, NC, registered since 2006. The firm manages $482 million in assets, $479...

Physicians Financial Services logo

Physicians Financial Services

Physicians Financial Services is an SEC-registered investment adviser in Raleigh, NC, registered since 2006. The firm manages $482 million in assets, $479 million on a discretionary basis. It has 6 employees and 3 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2006

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Raleigh

Corporate office

Louisville, KY, United States

Sector focus

Financial ServicesInsurance

Frequently asked questions

Who does Physicians Financial Services serve?

The firm serves physicians, dentists, and other medical professionals. Its entire advisory model is built around the distinct financial profile of doctors, including deferred earning starts, high student-debt loads, and unique liability risks.

What insurance products does the firm specialize in?

Own-occupation disability insurance is the core product, designed to replace income if a physician cannot perform the specific duties of their medical specialty. The firm also places term life insurance and advises on asset-protection structures relevant to medical malpractice exposure.

Does the firm manage investment funds?

No. Physicians Financial Services operates as an advisory and insurance brokerage practice, not as a fund manager. It provides financial planning and investment guidance but does not sponsor pooled investment vehicles or direct-investment funds.

Where is the firm located and where are its clients?

The firm is headquartered in Louisville, Kentucky. Its client base is concentrated in Kentucky and the Midwest, with relationships built through medical associations, hospital networks, and professional referrals.

What makes this firm different from a general wealth manager?

Its exclusive focus on medical professionals means the advisors understand hospital employment contracts, specialty-specific disability definitions, tail malpractice coverage, and the delayed wealth accumulation trajectory that generic firms often misjudge.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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