Bank / Wealth / TrustRIA · CRD 8096SEC-Registered

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Popular Securities

Popular Securities is an SEC-registered investment adviser in HATO REY, PR, since 2000. The firm manages $2.6 billion in assets, with $2.1 billion on a...

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Popular Securities

Popular Securities is an SEC-registered investment adviser in HATO REY, PR, since 2000. The firm manages $2.6 billion in assets, with $2.1 billion on a discretionary basis. It has 91 employees and 45 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2000

Location

Region

North America

Country

United States

City

Hato Rey

Corporate office

San Juan, Puerto Rico, United States

Frequently asked questions

Does Popular Securities offer proprietary investment products?

Yes. As part of a bank-owned financial ecosystem, Popular Securities distributes proprietary mutual funds and separately managed account strategies alongside third-party offerings. The exact suite evolves with market conditions, but the firm's product shelf is built to retain assets within the Popular, Inc. umbrella while meeting FINRA suitability standards for retail clients. Historically, tax-advantaged Puerto Rico municipal bond funds have been a core proprietary offering given the local market structure.

How does Popular Securities source its clients?

Client acquisition relies almost entirely on the Banco Popular branch platform. With Puerto Rico's dominant deposit franchise, walk-in banking customers are systematically referred to Popular Securities financial advisors for investment needs — a bank-channel model common in US regional banks but operating at monopoly-scale on the island. The firm also serves diaspora clients on the US mainland, particularly where Banco Popular maintains retail branches in Hispanic communities.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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