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RIA · CRD 314154SEC-Registered

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PROSPECT FINANCIAL SERVICES LLC

PROSPECT FINANCIAL SERVICES LLC is an investment adviser registered with the SEC according to the IAPD firm feed dated 2026-10-22. In Form ADV filed on...

Overview

PROSPECT FINANCIAL SERVICES LLC is an investment adviser registered with the SEC according to the IAPD firm feed dated 2026-10-22. In Form ADV filed on 2026-03-09, it reported regulatory assets under management of $430,992,588; 1,156 advisory accounts; 12 employees; services including Financial planning, Portfolio management for individuals and small businesses, Pension consulting. Regulatory AUM is the measure defined in Form ADV. These are reported figures, not independently verified by Altss. SEC registration does not constitute approval or endorsement.

General information

Firm type

Registered Investment Adviser

Location

Region

North America

Country

United States

City

MELVILLE

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