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Prosperity Financial Group
PROSPERITY FINANCIAL GROUP is an SEC-registered investment adviser in SPRINGFIELD, MO. The firm manages approximately $98 million in regulatory assets.
Prosperity Financial Group
PROSPERITY FINANCIAL GROUP is an SEC-registered investment adviser in SPRINGFIELD, MO. The firm manages approximately $98 million in regulatory assets. It has 3 employees and 2 investment advisers.
General information
Firm type
Asset Manager
Year founded
1996
Location
Region
North America
Country
United States
City
San Ramon
Corporate office
San Ramon, CA, United States
Principals
Elliot Kallen
President
Sector focus
Frequently asked questions
Who runs investment decisions at Prosperity Financial Group?
Founder and President Elliot Kallen serves as the firm's sole investment decision-maker. He constructs portfolios and writes financial plans directly for each client household. There is no investment committee or separate chief investment officer.
What is Prosperity Financial Group's regulatory structure?
Prosperity Financial Group operates as a registered investment advisor (RIA) and files Form ADV with the SEC. The firm's most recent public filing reports regulatory assets under management above $210 million. It does not operate a broker-dealer or conduct commission-based business.
Does Prosperity Financial Group manage institutional capital?
No. Prosperity serves individual families, corporate executives, business owners, and retirees. There is no institutional separate account or pooled-vehicle program. The firm does not pursue mandates from endowments, foundations, or pension funds.
How does Prosperity construct client portfolios?
Portfolios are built around individual equities, bonds, and cash-equivalent instruments with a strong tax-management overlay. Kallen emphasizes long-term strategic allocations rather than frequent tactical adjustments. The firm avoids concentrated alternative-asset commitments and structured products.
What non-investment services does the firm provide?
Prosperity bundles investment management with income-tax preparation, retirement-distribution modeling, and long-term care planning. Insurance-coordination services include life, disability, and long-term care policy review. The firm does not operate a standalone tax practice or sell insurance products for commission.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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