Asset ManagerRIA · CRD 339321SEC-Registered

Updated:

Prosperity Financial Group

Prosperity Financial Group, Inc. is an SEC-registered investment adviser in San Ramon, CA, registered since 2025. The firm manages approximately $503 million...

Prosperity Financial Group

Prosperity Financial Group, Inc. is an SEC-registered investment adviser in San Ramon, CA, registered since 2025. The firm manages approximately $503 million in regulatory assets. It has 10 employees and 8 investment advisers.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

Corporate office

United States

Frequently asked questions

Who runs investment decisions at Prosperity Financial Group?

No named investment decision-makers have been identified. The firm has not publicly listed any principals, executives, or investment committee members. Without a disclosed leadership team, allocators cannot assess decision-making authority.

What asset classes does Prosperity Financial Group invest in?

The firm has not disclosed its asset class preferences. There are no public records of equity, fixed income, real estate, private credit, or alternative investments associated with Prosperity Financial Group. Its investment strategy is unconfirmed.

How does Prosperity Financial Group source deal flow?

No sourcing model has been described by the firm. Without a website, media coverage, or filings, there is no evidence of proprietary deal sourcing, network-based origination, or external manager relationships.

Is Prosperity Financial Group a family office or an institutional asset manager?

The firm's type is unclassified in public records. The name suggests an asset management structure, but no documentation confirms whether it operates as a single-family office, multi-family office, institutional manager, or another entity. Its status remains uncertain.

Where does the capital under management at Prosperity Financial Group come from?

The origin of the firm's capital has not been disclosed. There is no public information on whether the assets come from a single family, multiple families, institutional investors, or other sources. The wealth origin is unknown.

Does Prosperity Financial Group have any verified portfolio companies?

No specific portfolio companies, investments, or holdings have been attributed to Prosperity Financial Group in public records. The firm has no confirmed deal history available for scrutiny.

What recent activity has Prosperity Financial Group undertaken?

There are no verifiable recent events — such as capital raises, new hires, mergers, or public statements — associated with Prosperity Financial Group in the last 24 months. The firm appears to maintain a low public profile.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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