Pension Fund

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Retirement Plan of Carilion Clinic

Carilion Clinic sponsors the Retirement Plan for its eligible employees, functioning as a corporate pension fund anchored in Roanoke, Virginia.

Retirement Plan of Carilion Clinic logo

Retirement Plan of Carilion Clinic

Carilion Clinic sponsors the Retirement Plan for its eligible employees, functioning as a corporate pension fund anchored in Roanoke, Virginia. The plan's oversight falls to G. Robert Vaughan, Jr., the clinic's Treasurer and Senior Vice President of Finance, grounding investment decisions within the health system's central financial operations rather than a standalone investment office. The portfolio construction reveals a bifurcated strategy focused on alternative credit and hedged equity. On the credit side, the plan allocates to core credit hedge funds and holds a significant position as a noteholder in Runway Growth Finance Corp., a direct lender to late-stage technology companies. The equity sleeve is executed through long/short equity hedge funds, suggesting a preference for absolute return strategies over long-only beta exposure for a portion of the equity allocation. Team size, total assets, and the existence of an investment committee beyond Vaughan's oversight remain undisclosed. The plan's footprint is entirely domestic, with investment strategies executed through US-based hedge funds and private credit vehicles, reflecting the geographic concentration of the sponsoring employer's operations in southwest Virginia. The plan's structural distinction lies in its integration with a major health system's treasury function. Unlike large state pensions with independent investment divisions, investment oversight here is embedded within the corporate finance office, with Vaughan's dual role bridging the hospital system's operational liquidity and the retirement assets of its clinical workforce.

General information

Firm type

Pension Fund

Year founded

1970

Location

Region

North America

Country

United States

City

Roanoke

Corporate office

Roanoke, VA, United States

Principals

G. Robert Vaughan, Jr.

Treasurer and Senior Vice President of Finance, Carilion Clinic

Sector focus

Private CreditHedge Funds

Frequently asked questions

Who oversees investment decisions for the Retirement Plan of Carilion Clinic?

Investment oversight is managed by G. Robert Vaughan, Jr., who serves as both Treasurer and Senior Vice President of Finance at Carilion Clinic. His dual role integrates pension asset management with the health system's broader financial operations. The extent of delegation to external consultants or a formal investment committee is not publicly disclosed.

What is the plan's relationship with Runway Growth Finance Corp.?

The Retirement Plan of Carilion Clinic is a significant long-term shareholder and noteholder in Runway Growth Finance Corp., a publicly traded business development company that originates senior secured loans to late-stage, high-growth companies. This position places the plan alongside other institutional co-investors in the direct lending space.

How does the plan access equity markets?

The equity allocation is executed primarily through long/short equity hedge funds, a structure designed to provide absolute returns with lower net market exposure than long-only mandates. This approach aligns with the plan's liability-driven needs as a corporate pension with a pool of active and retired healthcare employees.

Does the plan invest directly in any operating companies?

The plan's known investments appear to be executed through commingled fund structures and publicly traded instruments rather than direct control positions in operating companies. Its core credit and equity hedge fund holdings are accessed through traditional limited-partner commitments and note purchases.

Is the Retirement Plan of Carilion Clinic a public or private pension?

The plan functions as a corporate pension for a non-profit health system. Carilion Clinic is a tax-exempt organization, making its retirement plan a private, single-employer pension rather than a state or municipal public retirement system. Its financial disclosures are not subject to the same open-records requirements as public plans.

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