Bank / Wealth / TrustRIA · CRD 313217SEC-Registered

Updated:

Retirement Wealth Guidance

Retirement Wealth Guidance is an SEC-registered investment adviser in ALBUQUERQUE, NM. It manages $11 million in assets, $2 million on a discretionary basis.

Retirement Wealth Guidance logo

Retirement Wealth Guidance

Retirement Wealth Guidance is an SEC-registered investment adviser in ALBUQUERQUE, NM. It manages $11 million in assets, $2 million on a discretionary basis. The firm has 1 employee and 1 investment adviser.

General information

Firm type

Bank / Wealth / Trust

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Albuquerque

Corporate office

Albuquerque, NM, United States

Sector focus

Wealth ManagementRetirement Planning

Frequently asked questions

What services does Retirement Wealth Guidance offer?

The firm provides retirement-focused financial planning and investment management. Services typically include portfolio construction, income planning, and asset allocation designed for clients transitioning into or already in retirement.

How does Retirement Wealth Guidance construct client portfolios?

Portfolios are built using a goals-based approach that maps liquid assets to specific retirement income needs. The firm uses diversified allocations across public equities, fixed income, and mutual funds, emphasizing risk management over alternative investments.

Is Retirement Wealth Guidance a fiduciary?

As a registered investment adviser, the firm operates under a fiduciary standard, meaning it is legally obligated to put client interests first. This structural feature distinguishes it from broker-dealers that operate under a lower suitability standard.

Who is the firm's typical client?

The firm serves individuals and families focused on retirement readiness. Its Albuquerque location suggests a client base concentrated in New Mexico, with a likely emphasis on pre-retirees and retirees seeking ongoing income and portfolio management.

Does Retirement Wealth Guidance invest in alternative assets?

The firm's investment approach centers on traditional public-market securities and mutual funds. There is no public indication of allocations to private equity, hedge funds, or direct real estate, keeping the strategy accessible and liquid for retirement-focused clients.

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