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Asset ManagerExempt Reporting Adviser · CRD 162896Private Fund Adviser

Updated:

Rogers Investment Advisors K.K.

Rogers Investment Advisors K.K. is an asset manager based in Tokyo; the Altss profile covers its classification, headquarters, registration, AUM band, and...

Overview

Rogers Investment Advisors K.K. is a Tokyo-based investment adviser since 2012.

General information

Firm type

Asset Manager

Location

Region

Asia

Country

Japan

City

Tokyo

Corporate office

Tokyo, Japan

Frequently asked questions

Who regulates Rogers Investment Advisors K.K.?

Rogers Investment Advisors K.K. is regulated by the Kanto Local Finance Bureau under Japan's Financial Services Agency (FSA). The firm is listed on the FSA's public register of financial instruments business operators, subject to periodic reporting and capital requirements.

How can I verify the firm's regulatory status?

You can verify Rogers Investment Advisors K.K.'s registration on Japan's Financial Services Agency public register website by searching the firm's name or registration number. The FSA maintains a searchable database of all licensed financial instruments business operators in Japan.

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