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Rogers Investment Advisors K.K.
Rogers Investment Advisors K.K. is a asset manager based in Tokyo; the Altss profile covers its classification, headquarters, registration, AUM band, and key...
Rogers Investment Advisors K.K.
Rogers Investment Advisors K.K. is a Tokyo-based SEC-registered investment adviser since 2012.
General information
Firm type
Asset Manager
Location
Region
Asia
Country
Japan
City
Tokyo
Corporate office
Tokyo, Japan
Frequently asked questions
Is Rogers Investment Advisors K.K. a family office?
Rogers Investment Advisors K.K. is not classified as a family office. It is registered as a financial instruments business operator (investment advisory and discretionary management) under Japan's Financial Services Agency. The firm's corporate structure and regulatory filings point to an institutional asset manager, not a single-family or multi-family office.
What services does Rogers Investment Advisors K.K. offer?
The firm is licensed to provide investment advisory and discretionary asset management services in Japan. Based on its FSA registration categories, Rogers likely manages separately managed accounts (SMAs) and provides investment advice to institutional or high-net-worth clients. Specific product offerings are not publicly detailed.
Who regulates Rogers Investment Advisors K.K.?
Rogers Investment Advisors K.K. is regulated by the Kanto Local Finance Bureau under Japan's Financial Services Agency (FSA). The firm is listed on the FSA's public register of financial instruments business operators, subject to periodic reporting and capital requirements.
What is the firm's investment focus?
Public records indicate Rogers Investment Advisors K.K. focuses on Japanese and possibly Asian capital markets. The firm's regulatory category suggests fixed income and equities as primary asset classes, but no specific sector or strategy details have been publicly disclosed.
How can I verify the firm's regulatory status?
You can verify Rogers Investment Advisors K.K.'s registration on Japan's Financial Services Agency public register website by searching the firm's name or registration number. The FSA maintains a searchable database of all licensed financial instruments business operators in Japan.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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