Rosen Group Private Wealth Management

Rosen Group Private Wealth Management

Rosen Group Private Wealth Management was established in 2024 by Lewis Rosen in Pointe-Claire, Quebec, with an additional office in Toronto’s Yorkville district. The firm explicitly targets a narrow set of affluent professionals — physicians, dentists, entrepreneurs, senior executives, and retirees — a deliberate departure from the broad-client-base model of bank-owned advisory shops. Its advisory team lists ten professionals spanning portfolio management, financial planning, tax law, estate planning, and insurance consulting. The firm pursues an active, pension-style investment strategy built on direct security selection. Rather than allocating primarily to third-party funds, the investment team — led by CIO Christine Cao and Portfolio Manager Philippe Capelle — constructs custom portfolios of handpicked individual securities. This approach is complemented by holistic wealth planning that integrates cash-flow analysis, tax minimization, and risk management, delivered by Senior Financial Planner Andrew Stulberg and insurance consultant Dan Burjoski. Estate and tax structuring is supported by Senior Estate Planning Advisor Trevor Parry, who holds an LL.M. in Taxation. Client assets are custodied at Raymond James Ltd, the North American independent broker-dealer, giving the firm institutional-grade clearing and safekeeping while preserving its boutique advisory independence. The professional team, though numbering only ten, aggregates over 150 years of financial-services tenure. The firm operates two physical locations in Quebec and Ontario, serving clients across Canada’s two largest metropolitan markets. No philanthropic foundation, alternative-asset arm, or affiliated operating business is disclosed. The firm communicates with prospective clients through periodic exclusive events and a direct-consultation model. What structurally distinguishes Rosen Group is the combination of a single-profession-client mandate with a conviction-driven, direct-securities portfolio construction — more commonly seen inside an institutional asset manager than a private-client advisory. By routing custody through Raymond James, the firm remains administratively light while asserting control over every investment decision, a model that avoids the product-distribution incentives embedded in most bank-affiliated wealth platforms.