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Roth Capital Partners
Roth Capital Partners is a state-registered investment adviser in Newport Beach, CA. It has 10 employees and 5 investment advisers. The firm focuses on...
Roth Capital Partners
Roth Capital Partners is a state-registered investment adviser in Newport Beach, CA. It has 10 employees and 5 investment advisers. The firm focuses on investment banking and research.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
City
Newport Beach
Corporate office
Newport Beach, CA, United States
Additional offices
San Diego · Brentwood · San Francisco · Menlo Park · Jackson · Seattle · Palo Alto
Sector focus
Frequently asked questions
Who runs investment decisions at Roth Capital Partners?
The firm is led by a senior management team that includes a CEO and heads of investment banking, equity capital markets, and asset management. Roth's leadership has not published individual names in public filings outside of regulatory disclosures, so specific principals are not cited here.
How does Roth source proprietary deal flow?
Roth's investment banking division originates deal flow through long-term relationships with emerging growth companies, many of which it has taken public. The firm's equity research and sales coverage of small- and mid-cap stocks also generate proprietary views on companies before they reach broader market coverage.
Which sectors does Roth focus on?
Roth covers healthcare (biotechnology, pharmaceuticals, medical devices), technology (software, hardware), consumer, energy, and financial services. Healthcare has historically been a significant portion of its underwriting, reflecting the firm's deep institutional relationships in life sciences.
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