Private EquityRIA · CRD 300799SEC-Registered

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Roundhill Investments

Roundhill Investments is an SEC-registered investment adviser in NEW YORK, NY, registered since 2019. The firm manages approximately $9.6 billion in regulatory...

Roundhill Investments logo

Roundhill Investments

Roundhill Investments is an SEC-registered investment adviser in NEW YORK, NY, registered since 2019. The firm manages approximately $9.6 billion in regulatory assets. It has 13 employees and 5 investment advisers.

General information

Firm type

Private Equity

Year founded

2018

AUM

Undisclosed

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, United States

Sector focus

Media & EntertainmentSports & GamingAI/MLSpaceTechClimateTechDigital HealthRobotics & AutomationMobility & TransportationFinTechConsumerCannabis

Frequently asked questions

Who runs investment decisions at Roundhill Investments?

Roundhill has not publicly identified its portfolio management or investment committee by name on its website or in available regulatory filings. The absence of a disclosed team page or named principals limits external visibility into who sets strategy or executes trades across the 50-plus ETF lineup.

How does Roundhill source proprietary deal flow?

Roundhill is not a private-markets investor and therefore does not source proprietary deal flow in the traditional sense. As an ETF issuer, it constructs strategies by licensing or self-creating indices that track public equities. Its product edge lies in identifying themes early and bringing them to market as listed funds before competitors.

Is Roundhill structured as a single family office or does it operate more like a venture firm?

Roundhill is neither a family office nor a venture firm. It is an SEC-registered investment advisor that operates exclusively as an ETF issuer. Its entire business revolves around listing, marketing, and managing exchange-traded products for retail and institutional buyers.

Does Roundhill participate in fund commitments or only direct deals?

Roundhill does not participate in either fund commitments or direct private-company deals in the manner of a fund of funds or a venture capital firm. All of its strategies are implemented through publicly traded securities held within its ETF structures.

Where does the underlying capital come from?

Roundhill's assets under management represent third-party investor capital gathered through the sale of its ETFs on public exchanges. The firm has not disclosed any anchoring capital from a founding family or separate balance-sheet vehicle. Its revenue model is fee-based, derived from the expense ratios of its listed products.

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