Bank / Wealth / TrustRIA · CRD 310635SEC-Registered

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RWM Capital

RWM Capital is an SEC-registered investment adviser in Sugar Land, TX, registered since 2020. The firm manages approximately $222 million in regulatory assets.

RWM Capital logo

RWM Capital

RWM Capital is an SEC-registered investment adviser in Sugar Land, TX, registered since 2020. The firm manages approximately $222 million in regulatory assets. It has 63 employees and 21 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2020

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Sugar Land

Corporate office

Biloxi, MS, United States

Additional offices

Sugar Land, TX · The Woodlands, TX · Katy, TX · Mandeville, LA · Mobile, AL · Daphne, AL · Pensacola, FL

Principals

Paul Roberts III

Founder

Sector focus

Real EstatePrivate Credit

Frequently asked questions

Who makes investment decisions at Roberts Wealth Management?

Paul Roberts III founded the firm and serves as its principal. The website lists him as the key contact for professional insights, and client materials reference a team of certified advisors operating under his leadership. The firm does not publish an investment committee roster or name a separate CIO.

Is Roberts Wealth Management affiliated with a broker-dealer or parent company?

No. The firm describes itself as 'truly independent' with 'zero conflicts of interest,' suggesting it operates without broker-dealer affiliation. No parent entity, private-equity backer, or corporate partner is disclosed anywhere on its website.

How does Roberts Wealth Management charge for its services?

The firm does not publish a fee schedule online. As an independent RIA, it likely charges an asset-based advisory fee or a flat retainer, consistent with its income-planning focus. Its independence implies no commission grid, but specific fee structures would require direct inquiry.

What investment products does Roberts Wealth Management use?

The firm references 'goal-aligned investment strategies' and structured accounts but does not name proprietary funds, model portfolios, or third-party managers on its website. The portfolio construction process appears to be custom, with an emphasis on retirement income and tax efficiency.

Where does Roberts Wealth Management operate?

The firm maintains eight physical offices along the Gulf Coast: Sugar Land, The Woodlands, and Katy in Texas; Mandeville in Louisiana; Biloxi in Mississippi; Mobile and Daphne in Alabama; and Pensacola in Florida. This regional concentration is central to its service model.

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