Private EquityRIA · CRD 322784SEC-Registered

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SAC Capital

SAC Investment Management is an SEC-registered investment adviser with $68 million in regulatory assets under management. The firm has 1 employee and 1...

SAC Capital logo

SAC Capital

SAC Investment Management is an SEC-registered investment adviser with $68 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a small team.

General information

Firm type

Private Equity

Year founded

2004

AUM

Undisclosed

Location

Region

Asia

Country

Singapore

City

Singapore

Corporate office

1 Robinson Road, #21-00 AIA Tower, Singapore 048542

Principals

Ong Hwee Li

Chief Executive Officer

Sector focus

Financial Services

Frequently asked questions

What is SAC Capital's core business?

SAC Capital is a corporate finance specialist, not a fund manager. It earns fees by advising on IPOs, placements, M&A, and by acting as a continuing sponsor for SGX Catalist-listed companies. The firm does not invest its own balance sheet as a principal.

What regulatory licenses does SAC Capital hold?

It holds a Capital Markets Services license from the Monetary Authority of Singapore for dealing in capital markets products and advising on corporate finance. It is also an approved Catalist Full Sponsor by the Singapore Exchange, enabling it to guide companies through listing and ongoing compliance.

How big is SAC Capital by deal volume or professionals?

SAC Capital publicly discloses 40 active sponsored issuers and has completed numerous IPOs, placements, and M&A mandates. The firm does not disclose total assets under management or fee income, and its professional headcount is not publicly stated.

Does SAC Capital invest its own capital alongside clients?

No. The firm acts purely as an agent and adviser. Its revenue comes from advisory fees, underwriting and placement commissions, and sponsor retainer fees. It is not structured as a private equity firm or investment holding company.

What makes SAC Capital different from a typical investment bank?

Its status as a Catalist Full Sponsor allows it to serve as the primary regulatory interface for small- and mid-cap listed companies on a continuing basis. This role is restricted to a small group of approved firms in Singapore and provides a recurring revenue stream uncommon in pure advisory shops.

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