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Sacks & Associates
Sacks & Associates was founded in 2008 as a New Jersey-registered investment advisor, with President Jonathan Sacks building a practice that combines...
Sacks & Associates
Sacks & Associates was founded in 2008 as a New Jersey-registered investment advisor, with President Jonathan Sacks building a practice that combines wealth management with financial planning for individuals, trusts, and corporations. The firm operates from its sole office in Bridgewater, targeting high-net-worth clients in the tri-state area with a model that integrates tax-aware asset allocation alongside traditional portfolio management. The firm's documented service mix spans asset management, asset allocation, and financial planning, with public records indicating a focus on securities offerings including pooled investment vehicles and privately managed accounts. While specific portfolio holdings are not publicly disclosed, the business structure suggests exposure to private credit and real estate opportunities, common among independent RIAs servicing the affluent New Jersey and New York corridors. Its authorized business activities permit both discretionary and non-discretionary advisory mandates. As a privately held entity, Sacks & Associates does not publicly report assets under management or headcount. Its regulatory filings confirm the firm maintains a single office location in Bridgewater, with a lean organizational structure led by Jonathan Sacks. The firm's ADV filings indicate no material disciplinary history, a clean compliance record typical of a stable, fee-only RIA serving a long-tenured client base. The firm's structural differentiator is its dual registration capacity, permitting it to operate simultaneously as a registered investment advisor and a licensed broker-dealer for securities transactions, a configuration that allows fee-based advisory alongside transactional capabilities — a flexibility that pure-play RIAs cannot offer without a separate affiliated entity.
General information
Firm type
Bank / Wealth / Trust
Year founded
2008
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Bridgewater
Corporate office
Bridgewater, NJ, United States
Principals
Jonathan Sacks
President
Sector focus
Frequently asked questions
How does Sacks & Associates structure its advisory fees?
Sacks & Associates operates as a fee-based registered investment advisor, billing clients directly for advisory services rather than relying solely on commissions. The firm's ADV filings authorize both asset-based fees and fixed planning fees, aligning its compensation with client portfolio growth and long-term relationships.
What is the geographic focus of Sacks & Associates' client base?
The firm is headquartered in Bridgewater, New Jersey, and its clientele is concentrated in the tri-state region of New Jersey, New York, and Pennsylvania. This local footprint reflects a relationship-driven practice model built on proximity to affluent suburban communities and corporate executives based in the northern New Jersey corridor.
Does Sacks & Associates manage discretionary portfolios?
Yes, the firm's regulatory filings confirm it is authorized to exercise discretionary authority over client accounts, meaning it can execute trades and rebalance portfolios without requiring pre-approval for each transaction. This is paired with a non-discretionary option for clients who prefer to retain decision-making control.
What types of pooled investment vehicles does Sacks & Associates sponsor?
The firm's SEC filings indicate it advises private investment funds, including pooled investment vehicles, suggesting the operation of bespoke commingled structures for its high-net-worth clients. Specific fund names and strategies are not disclosed publicly but typically align with private credit and real-asset exposures.
How does the firm's broker-dealer registration affect client service?
Sacks & Associates carries a dual registration as both an investment advisor and a licensed broker-dealer, permitting it to execute securities transactions on a commission basis in addition to its fee-based advisory work. This hybrid structure is rare among independent RIAs and offers transactional versatility for clients who require both ongoing asset management and occasional brokerage execution.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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