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Sage Wealth Advisory
Sage Wealth Advisory is a boutique SEC-registered RIA that delivers fiduciary portfolio management to individuals and families.
Sage Wealth Advisory
Sage Wealth Advisory is registered with the U.S. Securities and Exchange Commission as a Registered Investment Advisor, establishing it as a fiduciary that must place client interests ahead of its own. The firm serves individual investors, families, trusts, and retirement plan participants, providing portfolio management and financial planning services. Its revenue derives primarily from asset-based fees calculated as a percentage of client assets under management. The firm constructs client portfolios using a mix of equities, fixed income, and mutual funds or exchange-traded funds, leaning on modern portfolio theory to balance risk and return. Investment selection is performed by the firm's advisors, who evaluate third-party strategies rather than originating direct investments. Client assets are held by an independent qualified custodian — a common structural choice for RIAs — which provides an external check on the firm's reporting and ensures assets are not commingled with firm operating capital. Sage Wealth Advisory's footprint appears limited to a single registration and a small team, consistent with a lifestyle practice or a firm in its early growth phase. Unlike multi-family offices or institutional allocators, it does not maintain private vehicles, co-investment programs, or philanthropic foundations under its own banner. The firm's Form ADV filings provide the primary public record of its services, fee schedules, and disciplinary history. What structurally distinguishes Sage Wealth Advisory from a broker-dealer or an asset manager is its fiduciary obligation and its fee-only compensation model. The firm does not accept commissions, revenue sharing, or third-party payments for recommending specific products, reducing the incentive to favor one fund over another. This alignment structure — fee-only advice backed by an independent custodian — is the core architectural choice that defines its risk profile for clients.
General information
Firm type
Asset Manager
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
—
Corporate office
—
Frequently asked questions
Is Sage Wealth Advisory a fiduciary?
Yes. As an SEC-registered Registered Investment Advisor, Sage Wealth Advisory is legally bound by the Investment Advisers Act of 1940 to act as a fiduciary for its clients. This requires the firm to place client interests first, disclose conflicts of interest, and provide advice that is in the best interest of each client. The firm's Form ADV, which must be delivered to clients and is publicly available through the SEC's IAPD database, describes its fee structure and any disciplinary events.
How is Sage Wealth Advisory compensated?
Public filings indicate the firm charges asset-based fees — a percentage of the assets it manages for each client. It does not take commissions from product sales or third-party marketing payments. This fee-only model is common among independent RIAs and is designed to align the firm's incentives with client portfolio growth rather than transaction volume.
Where are client assets held?
Sage Wealth Advisory does not hold client assets directly. Like most independent advisory firms, it uses a qualified custodian — typically a major financial institution such as Charles Schwab, Fidelity, or Pershing — to maintain and safeguard client accounts. Clients receive statements directly from the custodian, which provides an independent record of holdings and transactions that can be cross-referenced against the advisor's reports.
Does Sage Wealth Advisory manage alternative investments or private equity?
No. The firm's public disclosures describe a portfolio construction approach based on equities, fixed income, and pooled investment vehicles like mutual funds and ETFs. There is no indication that the firm sources direct private equity, venture capital, hedge fund, or real estate deals. Clients seeking private-market exposure would typically need to look beyond this firm's core service set.
How can I verify the firm's registration and history?
Sage Wealth Advisory's registration and public disclosure filings are accessible through the SEC's Investment Adviser Public Disclosure (IAPD) website. Its Form ADV Part 1 provides details on the firm's ownership, number of employees, clients, assets under management, and any regulatory events. Part 2 of the Form ADV — the firm's 'brochure' — describes its services, fees, investment strategies, and conflicts of interest in plain language.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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