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SAGEbroadview Wealth Management
Founded in 2000, SAGEbroadview Wealth Management is a US-based registered investment advisor providing financial planning and portfolio management to...
SAGEbroadview Wealth Management
Founded in 2000, SAGEbroadview Wealth Management is a US-based registered investment advisor providing financial planning and portfolio management to individuals, high-net-worth families, trusts, and estates. The wealth manager maintains physical offices in Farmington, Connecticut, Morristown, New Jersey, and Burlington, Massachusetts, while serving clients virtually across the country. The firm’s strategy centers on a tax-centric approach to wealth management, weaving tax planning into ongoing financial roadmaps rather than treating it as a separate annual event. It acts as a sworn fiduciary on a fee-only basis, earning no commissions and selling no products. Client portfolios are built to manage life-stage transitions — from paying down student debt and maximizing employer stock plans for younger professionals, to structuring retirement income and business exits for those in their 50s and 60s. All wealth managers at SAGEbroadview hold the CERTIFIED FINANCIAL PLANNER® certification. The firm operates as a single team across its three East Coast offices, supported by virtual infrastructure that extends its reach nationally. Its client service calendar includes structured early-year, midyear, and end-of-year check-ins covering cash flow, tax projections, insurance, beneficiary designations, and investment asset allocation reviews. SAGEbroadview’s structural differentiator is its integration of tax planning as a continuous function within the advisory relationship rather than a seasonal handoff to an external CPA. This embedded tax discipline, combined with a fiduciary fee-only model, distinguishes it from commission-based wealth managers and from planning-light robo-advisors targeting the same professional demographic.
General information
Firm type
Bank / Wealth / Trust
Year founded
2000
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Farmington
Corporate office
10 Waterside Drive, Suite 305, Farmington, CT 06032, United States
Additional offices
Morristown, NJ, United States · Burlington, MA, United States
Frequently asked questions
How does SAGEbroadview integrate tax planning into its wealth management services?
SAGEbroadview treats tax planning as a continuous thread throughout the advisory relationship rather than an isolated annual event. Its advisors conduct proactive reviews of tax projections, retirement plan contributions, equity compensation payouts, and use-it-or-lose-it FSA balances during structured check-ins held multiple times per year. The firm positions this as a "no surprise" approach to minimizing client tax obligations across all stages of life.
Is SAGEbroadview a fiduciary, and how does its fee structure work?
Yes, SAGEbroadview operates as a sworn fiduciary, meaning it is legally obligated to act in its clients' best interests. The firm is fee-only — it earns no commissions and sells no financial products. This structure is designed to remove conflicts of interest that can arise when advisors receive compensation for recommending specific investments or insurance policies.
What professional qualifications do SAGEbroadview's wealth managers hold?
All wealth managers at SAGEbroadview hold the CERTIFIED FINANCIAL PLANNER® (CFP®) certification. The CFP® designation requires meeting rigorous education, examination, experience, and ethics requirements, and it signals a broad competency in financial planning disciplines including investment management, tax planning, retirement, estate planning, and insurance.
What client segments does SAGEbroadview typically serve?
SAGEbroadview focuses on two primary client segments: established professionals in their 40s, 50s, or 60s who need guidance on complex compensation, business ownership, and retirement planning; and young professionals in their 20s and 30s seeking help with debt management, savings discipline, company benefits, and early wealth protection including insurance and wills. The firm also advises trusts and estates.
Does SAGEbroadview operate as a single-family office or manage institutional capital?
No, SAGEbroadview is a registered investment advisor structured as a multi-office wealth management practice, not a single-family office. It does not pursue institutional capital. Its client base consists of individuals, high-net-worth families, trusts, and estates, with no indication of pooled institutional vehicles or private fund structures.
What is SAGEbroadview's geographic reach and office structure?
The firm maintains physical offices in Farmington, Connecticut; Morristown, New Jersey; and Burlington, Massachusetts. It also serves clients virtually across the United States. Its advisors operate as one integrated team across these locations, delivering consistent financial planning and portfolio management regardless of client geography.
How does SAGEbroadview structure its ongoing client service and review process?
SAGEbroadview organizes its advisory relationship around a structured annual cadence of early-year, midyear, and end-of-year check-ins. These sessions cover priority-setting, cash flow management, retirement plan contributions, tax projections, insurance reviews, beneficiary designations, education funding updates, and investment asset allocation. The model is designed to give clients on-demand access to advisors alongside this systematic review cycle.
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