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Sector Analysts
Sector Analysts was founded in 2013 and is headquartered in Allentown, Pennsylvania. The firm structures its advisory relationship around goal-setting...
Sector Analysts
Sector Analysts was founded in 2013 and is headquartered in Allentown, Pennsylvania. The firm structures its advisory relationship around goal-setting consultations that address cash-flow management, tax planning, retirement funding, and legacy planning. The firm discloses that its owners also operate outside insurance businesses, distinguishing the fee-based advisory work from separate commission-driven insurance and annuity transactions. Sector Analysts delivers financial planning and portfolio management primarily to individuals and businesses in the United States. The firm uses Charles Schwab as its custodian, giving clients access to a secure portal for viewing positions and transaction history. The firm's Form ADV Part 2A outlines its fee arrangements and conflicts, affirming a fiduciary commitment to transparency. Team size is not publicly disclosed. The firm maintains a single office in Allentown and has not published adjacent philanthropic vehicles or peer-network affiliations. The structural feature that separates Sector Analysts from many local wealth managers is the explicit wall between its RIA fee-based services and the owners' insurance-agent activities. This dual-hat arrangement — stated plainly in the firm's own disclosures — creates a transparency dynamic uncommon among small advisory shops.
General information
Firm type
Bank / Wealth / Trust
Year founded
2013
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Allentown
Corporate office
6126 Hamilton Boulevard, Suite 103, Allentown, PA 18106, United States
Frequently asked questions
How does Sector Analysts charge for its services?
Sector Analysts is a fee-based firm. Its Form ADV Part 2A details advisory fees, while the firm states it does not sell annuities or insurance products in its advisory capacity. The owners, however, operate separate insurance businesses that may generate commissions.
Does Sector Analysts act as a fiduciary?
Yes. The firm describes itself as committed to fiduciary transparency and publishes its Form CRS and Form ADV Part 2A, which outline the nature of its advisory relationship, fees, and potential conflicts of interest.
Who is the custodian for Sector Analysts client accounts?
Charles Schwab serves as the custodian. Clients can access custodial accounts, positions, and transaction history through Schwab's client access portal linked from Sector Analysts' website.
What types of clients does Sector Analysts serve?
The firm primarily advises individuals and high-net-worth individuals, along with businesses. Its services span financial planning, investment management, and retirement and estate planning.
Are there any conflicts of interest disclosed by Sector Analysts?
The firm discloses that its owners are also licensed insurance agents who offer insurance products and annuities as outside businesses. This creates a structural conflict between fee-based advisory recommendations and commission-driven product sales, a dynamic the firm makes explicit in its regulatory filings.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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