Shrier Wealth Management

As a registered investment advisor (RIA) in the United States, Shrier Wealth Management is legally bound by the fiduciary standard under the Investment Advisers Act of 1940. This means the firm must act in its clients' best interests, disclose conflicts of interest, and provide advice that places client welfare above the firm's own compensation. However, because the firm's public disclosures are minimal, the specific fee model — fee-only versus fee-based — cannot be confirmed without direct client engagement.

While no public-facing investment documentation is available, independent planning-centric RIAs of this profile typically construct portfolios using exchange-traded funds (ETFs), individual equities, and laddered bond portfolios. The firm does not market proprietary funds, alternative-investment access, or private-placement offerings. Asset allocation is likely determined through a planning-first process that maps liquidity needs, tax brackets, and retirement horizon before fund selection.

Founder Joshua Shrier is the named principal and likely serves as Chief Investment Officer by default in a practice of this size. In small independent RIAs, the founder typically designs the investment philosophy, selects the asset-allocation models, and executes trades through a third-party custodian such as Charles Schwab or Fidelity. Day-to-day portfolio implementation may be outsourced to a turnkey asset management platform (TAMP), though this is not confirmed.

There is no public evidence that Shrier Wealth Management participates in fund commitments, direct private-company investments, or alternative-asset sourcing. Firms operating below nine figures in AUM generally lack the deal-flow networks and client-qualification thresholds — such as qualified-purchaser or accredited-investor status at scale — to build a dedicated alternatives program. The stated focus on financial planning and investment management strongly suggests a concentration in public-market securities.

Every RIA registered with the SEC or a state securities regulator files an ADV form that discloses AUM, fee schedules, disciplinary history, and ownership. Shrier Wealth Management's Form ADV — Part 1 and Part 2 Brochure — is a public record accessible through the SEC's Investment Adviser Public Disclosure (IAPD) website. Because the firm's website and external communications are not publicly indexed, the IAPD filing is the authoritative source for compliance and operational details.