Asset ManagerRIA · CRD 132218SEC-Registered

Updated:

Simmons Financial Services

SIMMONS FINANCIAL SERVICES, INC. is an SEC-registered investment adviser in Richmond, MI. The firm manages approximately $1 million in regulatory assets.

Simmons Financial Services

SIMMONS FINANCIAL SERVICES, INC. is an SEC-registered investment adviser in Richmond, MI. The firm manages approximately $1 million in regulatory assets. It has 2 employees and 1 investment adviser.

General information

Firm type

Asset Manager

Year founded

1993

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Richmond

Corporate office

New York, NY, United States

Principals

William Simmons

President

Sector focus

Private CreditReal EstateHedge Funds

Frequently asked questions

Who runs investment decisions at Simmons Financial Services?

William Simmons serves as President and has led the firm since its 1993 founding. The firm operates as a closely held entity and has not publicly disclosed a broader investment committee or additional named decision-makers.

What asset classes does Simmons Financial Services cover?

Public records and business filings indicate the firm structures investments across three principal asset classes: private credit, direct real estate equity, and allocations to external hedge fund managers. This multi-asset approach allows the firm to function as a de facto family office for its client base.

How is Simmons Financial Services structured — is it a single family office?

No. Simmons Financial Services is structured as a private asset manager serving multiple high-net-worth families, not as a single-family office. It does not appear to manage wealth generated by a single founding family's operating business.

Does Simmons Financial Services disclose its assets under management?

No. The firm has not publicly disclosed AUM figures as of the latest available records. The absence of disclosure is consistent with an asset manager that does not solicit institutional limited partners or participate in public manager databases.

What is Simmons Financial Services' known posture on co-investments?

The firm's client base consists of high-net-worth families, and its model suggests it may aggregate capital from these families into direct credit and real estate transactions. However, the firm has not publicly detailed a formal co-investment program or disclosed whether it syndicates deals alongside external institutional partners.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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