Bank / Wealth / TrustRIA · CRD 285738SEC-Registered

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Sprincz Advisory Group

Sprincz Advisory Group was founded in 2017 by Tamas Sprincz, establishing a registered investment adviser in Littleton, Colorado. The firm operates as a...

Sprincz Advisory Group logo

Sprincz Advisory Group

Sprincz Advisory Group was founded in 2017 by Tamas Sprincz, establishing a registered investment adviser in Littleton, Colorado. The firm operates as a fee-based wealth management practice, registered with the SEC and providing financial planning, retirement planning, and discretionary portfolio management directly to individual clients. Its Colorado base reflects a geographic focus on suburban Denver and the Front Range corridor. The firm's investment approach emphasizes portfolio construction for retail and mass-affluent clients rather than institutional separate accounts. Advisory services span retirement income planning, tax-aware portfolio allocation, and goal-based wealth management. As a small registered investment adviser, Sprincz Advisory Group typically utilizes third-party custodians and off-the-shelf portfolio management tools to deliver model-driven allocations, rather than originating direct private investments or proprietary fund vehicles. Given its 2017 founding and single-office presence in Littleton, Sprincz Advisory Group remains a compact advisory practice. The firm has not publicly disclosed assets under management or total client accounts. No acquisitions, office expansions, or adjacent vehicles have been reported in public records as of mid-2026. The firm's Form ADV filings provide the regulatory foundation for its investment adviser registration, though specific AUM figures are not separately validated outside those submissions. Sprincz Advisory Group is structurally distinct from larger Colorado RIAs in that it appears to operate as a solo or small-team practice without a multi-generational succession plan, institutional asset management arm, or a network of affiliated entities. Its regulatory posture as an SEC-registered investment adviser creates a compliance framework that separates client assets from advisory operations — a standard RIA structure that distinguishes it from broker-dealer models or bank trust departments.

General information

Firm type

Bank / Wealth / Trust

Year founded

2017

Location

Region

North America

Country

United States

City

Littleton

Corporate office

Littleton, CO, United States

Frequently asked questions

Who runs investment decisions at Sprincz Advisory Group?

Tamas Sprincz founded the firm in 2017 and serves as its principal. As a compact registered investment adviser, investment decisions are managed directly by Sprincz, consistent with the firm's small-practice structure and Colorado-based individual client focus.

Does Sprincz Advisory Group manage institutional capital or only individual accounts?

The firm provides advisory services exclusively to individuals, including financial planning, retirement planning, and portfolio management. Sprincz Advisory Group does not publicly market institutional separate accounts, pooled investment vehicles, or private funds.

How is the firm compensated for its advisory services?

Sprincz Advisory Group operates as a fee-based registered investment adviser. Client fees are typically assessed as a percentage of assets under management for discretionary portfolio management, with separate planning fees available for financial and retirement planning engagements.

Is Sprincz Advisory Group affiliated with a broker-dealer or bank?

Sprincz Advisory Group is an independent registered investment adviser with no known affiliation to a broker-dealer or bank. This structure means the firm operates under a fiduciary standard for advisory clients, distinct from broker-dealer suitability obligations.

What geographic region does the firm primarily serve?

Sprincz Advisory Group is headquartered in Littleton, Colorado, and primarily serves clients in suburban Denver and the Front Range region. The firm's single-office footprint reflects a localized advisory practice rather than a multi-state or national platform.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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