Asset ManagerRIA · CRD 288248SEC-RegisteredPrivate Fund Adviser

Updated:

Spruce Point Capital Management, LLC

SPRUCE POINT CAPITAL MANAGEMENT, LLC is an SEC-registered investment adviser in RIVERHEAD, NY, registered since 2019. The firm manages approximately $262...

Spruce Point Capital Management, LLC

SPRUCE POINT CAPITAL MANAGEMENT, LLC is an SEC-registered investment adviser in RIVERHEAD, NY, registered since 2019. The firm manages approximately $262 million in assets. It has 3 employees and 2 investment advisers.

General information

Firm type

Asset Manager

Year founded

2009

Location

Region

North America

Country

United States

City

Riverhead

Corporate office

New York, NY, United States

Principals

Ben Axler

Founder & Chief Investment Officer

Sector focus

Equity HedgedSpecial SituationsActivist Investing

Frequently asked questions

Who runs investment decisions at Spruce Point Capital Management?

Ben Axler is the founder and Chief Investment Officer, making all key investment and strategy decisions for the firm. He has been the sole named principal since inception (per SEC filings, 2010 onward).

How does Spruce Point source proprietary deal flow?

The firm develops its own research through forensic accounting, financial statement analysis, and public records review. Axler and his team identify potential targets without relying on external brokers, and the research is often published to generate market pressure.

What investment stages does Spruce Point typically target?

Spruce Point targets public companies, usually small- to mid-cap, that it believes are overvalued or engaged in deceptive financial reporting. The focus is on event-driven situations rather than early-stage or growth-stage private markets.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Riverhead Asset Manager profiles