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Stifel, Nicolaus & Company, Incorporated
STIFEL, NICOLAUS & COMPANY, INCORPORATED is an SEC-registered investment adviser in ST LOUIS, MO, registered since 1975. The firm manages $197.5 billion in...
Stifel, Nicolaus & Company, Incorporated
STIFEL, NICOLAUS & COMPANY, INCORPORATED is an SEC-registered investment adviser in ST LOUIS, MO, registered since 1975. The firm manages $197.5 billion in assets, with $126.8 billion managed on a discretionary basis. It has 6478 employees and 3079 investment advisers.
General information
Firm type
Asset Manager
Year founded
1890
Location
Region
North America
Country
United States
City
St Louis
Corporate office
St. Louis, MO, United States
Sector focus
Frequently asked questions
Who runs investment decisions at Stifel, Nicolaus & Company?
Stifel, Nicolaus & Company is led by CEO and Chairman of Stifel Financial Corp., Ronald J. Kruszewski, who has served since 1997 (per Stifel Financial Corp., 2024). Investment decisions are made by teams of research analysts, portfolio managers, and investment bankers operating within the firm's broker-dealer structure.
Is Stifel, Nicolaus & Company structured as a single-family office?
No. Stifel, Nicolaus & Company is a wholly owned operating subsidiary of Stifel Financial Corp., a publicly traded company (NYSE: SF). It is not a family office.
How does Stifel source proprietary deal flow?
Stifel sources deal flow through its investment banking and advisory network, leveraging relationships with middle-market companies and institutional investors (per public record). The firm's research and trading desks also generate trading and underwriting opportunities.
Does Stifel participate in fund commitments or only direct advisory?
Stifel primarily provides advisory, underwriting, and brokerage services rather than committing its own capital to funds. However, Stifel Financial Corp. may invest in related vehicles through its merchant banking activities.
What investment stages does Stifel typically target?
Stifel focuses on middle-market companies, providing services from growth-stage equity offerings to large-cap M&A advisory, as well as fixed-income underwriting for corporate and government issuers (per Stifel, 2024).
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