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Stonemark Wealth Management
Stonemark Wealth Management is an SEC-registered investment adviser in Pasadena, CA, registered since 2012. The firm manages $610 million in assets, with...
Overview
Stonemark Wealth Management is an SEC-registered investment adviser in Pasadena, CA, registered since 2012. The firm manages $610 million in assets, with $596 million on a discretionary basis. It has 12 employees and 8 investment advisers. STONEMARK WEALTH MANAGEMENT was listed as registered with the SEC in the IAPD firm compilation observed on 2026-10-22. In Form ADV filed on 2026-06-12, it reported 12 employees; 940 advisory accounts; services including Financial planning, Portfolio management for businesses and institutional clients, Portfolio management for individuals and small businesses, Selection of other advisers; client categories including High net worth individuals, Individuals (other than high net worth individuals), Pension and profit sharing plans; compensation arrangements including A percentage of assets under management, Fixed fees, Hourly charges. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. This historical filing does not establish current registration status or operations.
General information
Firm type
Bank / Wealth / Trust
Year founded
2015
Location
Region
North America
Country
United States
City
Pasadena
Corporate office
Pasadena, CA, United States
Frequently asked questions
Is Stonemark a broker-dealer or a pure RIA?
Stonemark became an independent registered investment advisor in 2016, leaving behind its broker-dealer roots. The firm's own history states that the 2016 registration allowed it to 'further our commitment to doing what is right by our clients,' implying a shift away from commission-based brokerage toward a fee-only fiduciary model, though the firm does not explicitly use the term 'fee-only' on its website.
Does Stonemark manage institutional capital or only private wealth?
Stonemark's stated services focus on individuals and company retirement plans. It does not advertise institutional separate accounts, pooled funds, or endowment/ foundation mandates. The retirement-plan consulting line serves small and mid-sized companies rather than large institutional asset pools.
How does Stonemark construct client portfolios?
The firm says it 'customizes investment strategies designed to help you meet your objectives and needs.' It does not disclose a model portfolio, an in-house fund, or a strategic asset-allocation framework publicly. Without GIPS composites or a Form ADV Part 2A available for review, an allocator cannot independently assess its investment process or track record.
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