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SWS ADVISORS, INC.
SWS ADVISORS, INC. was listed as registered with state securities authorities in the IAPD firm compilation observed on 2026-10-22, with approved...
Overview
SWS ADVISORS, INC. was listed as registered with state securities authorities in the IAPD firm compilation observed on 2026-10-22, with approved registrations in AZ, FL, IL, OH, PA. In Form ADV filed on 2026-03-19, it reported 7 employees; 570 advisory accounts; services including Financial planning, Portfolio management for businesses and institutional clients, Portfolio management for individuals and small businesses; client categories including Charitable organizations, Individuals (other than high net worth individuals); compensation arrangements including A percentage of assets under management, Fixed fees, Hourly charges. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. The feed lists only participating state authorities; it does not establish current registration status.
General information
Firm type
Registered Investment Adviser
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