Asset ManagerRIA · CRD 292181SEC-Registered

Updated:

Thomas Francis O'Connell

Thomas Francis O'Connell is a asset manager based in Boston; the Altss profile covers its classification, headquarters, registration, AUM band, and key...

Thomas Francis O'Connell

Thomas Francis O'Connell is an SEC-registered investment adviser. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

Boston

Corporate office

Boston, MA, United States

Principals

Thomas Francis O'Connell

President

Frequently asked questions

Who runs investment decisions at Thomas Francis O'Connell?

Thomas Francis O'Connell, the firm's president and namesake, makes all investment decisions. He has managed client portfolios directly since founding the practice, with no delegation to external sub-advisors or investment committees (public record).

Does the firm manage institutional assets or only individual accounts?

The firm serves individuals and families. Public filings do not indicate institutional separate accounts, pooled investment vehicles, or pension fund mandates.

How is the firm structured — is it a family office?

It operates as a registered investment advisor, not a family office. The practice provides external advisory services to multiple unrelated clients rather than managing the wealth of a single family.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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