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UMB Financial Corporation
UMB Financial Corporation is an SEC-registered investment adviser in Kansas City, MO, registered since 2004. The firm manages $5 million in regulatory assets.
UMB Financial Corporation
UMB Financial Corporation is an SEC-registered investment adviser in Kansas City, MO, registered since 2004. The firm manages $5 million in regulatory assets. It has 55 employees and 54 registered investment advisers.
General information
Firm type
other
Year founded
1913
Location
Region
North America
Country
United States
City
Kansas City
Corporate office
Kansas City, MO, United States
Additional offices
Wexford, PA · New York, NY · Indianapolis, IN
Principals
Jim Rine
President and Chief Executive Officer
Scott Wing
Executive Vice President and Chief Financial Officer
Sector focus
Frequently asked questions
Is UMB Financial Corporation a family office?
No. UMB Financial Corporation is a publicly traded bank holding company (NASDAQ: UMBF) that provides commercial banking, wealth management, and asset servicing. Its wealth management division serves family offices and high-net-worth individuals but operates as a bank trust department, not an independent family office.
Who manages investment decisions at UMB?
UMB's investment decisions are managed by the bank's executive team and professional portfolio managers. Jim Rine is President and CEO; Scott Wing is CFO. The wealth management division is led by senior trust officers who allocate assets across fixed income, equities, and private credit. The bank's board of directors provides oversight for fiduciary accounts.
Does UMB source proprietary deal flow?
UMB generates deal flow through its commercial banking relationships, loan underwriting, and trust services. The bank originates loans and credit facilities directly for middle-market companies, and its private banking clients may access direct investment opportunities through trust and estate planning structures.
What investment stages does UMB typically target?
UMB focuses on commercial lending (senior secured loans, lines of credit) and private credit across lower-middle-market and middle-market companies. It does not typically lead venture or growth-equity rounds. The bank's trust division manages balanced and fixed-income portfolios for institutional and individual clients.
Does UMB participate in fund commitments or only direct deals?
UMB primarily operates through direct commercial banking and lending activities. Its trust and wealth management division may invest in third-party funds on behalf of fiduciary clients, but the bank itself does not typically make institutional fund commitments for its own balance sheet. UMB Fund Services provides administration for external fund managers.
Where does UMB provide geographic coverage?
UMB operates primarily in the US Midwest, with offices in Kansas City (HQ), Wexford, Pennsylvania, New York City, and Indianapolis. The bank serves clients across 10 states through its regional banking franchise. In 2023, it expanded into Minneapolis via acquisition.
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