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Village Wealth Advisors
Village Wealth Advisors is an SEC-registered investment adviser in Westlake Village, CA, registered since 2021. The firm manages approximately $258 million in...
Village Wealth Advisors
Village Wealth Advisors is an SEC-registered investment adviser in Westlake Village, CA, registered since 2021. The firm manages approximately $258 million in regulatory assets. It has 3 employees and 3 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2021
Location
Region
North America
Country
United States
City
Westlake Village
Corporate office
Westlake Village, CA, United States
Frequently asked questions
Is Village Wealth Advisors a fiduciary?
As a registered investment advisor (RIA), Village Wealth Advisors is held to a fiduciary standard under the Investment Advisers Act of 1940. This means the firm is legally obligated to put client interests ahead of its own, must disclose conflicts of interest, and must ensure that its investment recommendations are suitable based on each client's financial situation. This standard is more stringent than the suitability standard applied to broker-dealers.
How does Village Wealth Advisors custody client assets?
Village Wealth Advisors, like most independent RIAs, does not hold client assets directly. Assets are custodied at a third-party institution such as Charles Schwab, Fidelity, or Pershing. This separation of advisory and custody functions is a regulatory requirement under SEC rules and provides an additional layer of client protection. Clients receive account statements directly from the custodian, independent of the advisor.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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