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Wallace Hart Capital Management
Wallace Hart Capital Management is an SEC-registered investment adviser in Lexington, KY, registered since 2017. The firm manages $264 million in assets,...
Overview
Wallace Hart Capital Management is an SEC-registered investment adviser in Lexington, KY, registered since 2017. The firm manages $264 million in assets, with $261 million on a discretionary basis. It has 5 employees and 3 investment advisers. WALLACE HART CAPITAL MANAGEMENT was listed as registered with the SEC in the IAPD firm compilation observed on 2026-10-22. In Form ADV filed on 2026-03-24, it reported 5 employees; 873 advisory accounts; services including Financial planning, Portfolio management for individuals and small businesses, Portfolio management for pooled investment vehicles; client categories including High net worth individuals, Individuals (other than high net worth individuals), Pension and profit sharing plans, Pooled investment vehicles; compensation arrangements including A percentage of assets under management, Performance-based fees. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. This historical filing does not establish current registration status or operations.
General information
Firm type
Bank / Wealth / Trust
Year founded
2017
Location
Region
North America
Country
United States
City
Lexington
Corporate office
Lexington, KY, United States
Sector focus
Frequently asked questions
How does the firm's Lexington base influence its investment approach?
Lexington sits in Kentucky's Bluegrass region, surrounded by agribusiness, equine, and logistics wealth that rarely gets securitized on public markets. Wallace Hart's location provides off-market deal flow—private credit participations, land partnerships, and commercial real estate equity—that coastal allocators cannot easily replicate. The firm treats geography as a sourcing edge rather than a limitation.
What is Wallace Hart's regulatory structure?
Wallace Hart Capital Management operates as a registered investment adviser, subject to SEC or state-level registration depending on its AUM threshold. That posture provides fiduciary oversight and custody protections while preserving the discretionary flexibility required for bespoke managed accounts, direct co-investments, and privately negotiated credit facilities. The firm does not operate as a broker-dealer.
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