Asset ManagerRIA · CRD 116176SEC-RegisteredPrivate Fund Adviser

Updated:

Wellesley Asset Management

Wellesley Asset Management, Inc., is an SEC registered investment adviser specializing in the management of convertible bonds and alternative products.

Wellesley Asset Management logo

Wellesley Asset Management

Wellesley Asset Management, Inc., is an SEC registered investment adviser specializing in the management of convertible bonds and alternative products.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

Portsmouth

Corporate office

40 Grove Street, Wellesley, MA 02482, United States

Principals

Donald E. Rooney

President and Chief Investment Officer

William H. Robbins

Senior Vice President

Sector focus

Convertible BondsFixed IncomeInvestment AdvisoryAsset Management

Frequently asked questions

Who runs investment decisions at Wellesley Asset Management?

Donald E. Rooney, President and CIO, is the primary investment decision-maker. He has been with the firm since its founding in the late 1990s.

What is Wellesley Asset Management's core investment strategy?

The firm specializes exclusively in convertible bonds, a hybrid security that pays fixed interest like a bond but can be converted into a set number of common shares. The strategy seeks capital appreciation with less downside than equities, using convertible arbitrage elements and careful credit analysis.

Does Wellesley Asset Management operate as a family office or RIA?

Wellesley Asset Management is a registered investment advisor (RIA), not a family office. It manages assets for multiple clients, including high-net-worth individuals, family offices, and institutional investors.

How does Wellesley Asset Management differ from a traditional fixed-income manager?

Unlike broader fixed-income managers, Wellesley focuses solely on convertible securities. This narrow mandate allows the firm to develop deep sector expertise and trading relationships, giving it a potential edge in pricing and security selection.

What investment stages does Wellesley Asset Management target?

Wellesley invests primarily in convertible bonds issued by established, publicly traded companies, so it targets the public market stage rather than venture or growth equity.

Is Wellesley Asset Management related to Wellesley, a Boston suburb or college?

The firm shares its name with its headquarters town of Wellesley, Massachusetts. It has no affiliation with Wellesley College. The choice of name is likely geographic.

Does Wellesley Asset Management participate directly in deals or use external managers?

As a convertible bond specialist, Wellesley makes direct investments in the convertible securities of individual companies. It does not typically invest through external fund managers.

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