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YK Global Securities
YK Global Securities is a Sebi-registered stockbroker based in Kolkata, executing equity and derivatives trades on the NSE and BSE.
YK Global Securities
YK Global Securities is a registered stockbroker based in Kolkata, West Bengal, active in the Indian capital markets. The firm operates under the regulatory purview of the Securities and Exchange Board of India and holds membership with the National Stock Exchange and the Bombay Stock Exchange. Its business centers on providing equity and equity-derivatives trading services to retail and institutional clients within India. The firm's service model spans retail broking, institutional equities, and derivative strategies. Its primary focus is on exchange-traded products — principally cash equities, futures, and options on the NSE and BSE. Execution is largely electronic, routing orders through the exchanges' infrastructure. The firm does not publicly flag proprietary fund management or private-market investment activity. The scale of the brokerage remains opaque: headcount, client assets, and daily turnover figures are not disclosed in any public filing or press record. The firm maintains a single registered presence in Kolkata, with no declared expansion of branch offices or wealth-management affiliates. Regulatory filings confirm continuous active registration rather than any censure, suspension, or voluntary surrender of its market-intermediary license. What distinguishes YK Global Securities is its role as an exchange-registered intermediary in eastern India's equity ecosystem — a broker licensed at the infrastructure tier rather than an investment-advisory or portfolio-management overlay. It is structurally a pure agency brokerage, earning primarily through transaction fees and spreads rather than asset-based fees.
General information
Firm type
Asset Manager
Year founded
—
AUM
Undisclosed
Location
Region
Asia
Country
India
City
Kolkata
Corporate office
Kolkata, West Bengal, India
Frequently asked questions
Is YK Global Securities registered with Indian market regulators?
Yes, the firm is registered with the Securities and Exchange Board of India (SEBI) as a stockbroker and holds memberships with both the National Stock Exchange (NSE) and the Bombay Stock Exchange (BSE). Regulatory standing can be confirmed through SEBI's public intermediary registry.
Does YK Global Securities manage proprietary funds or pooled investment vehicles?
There is no public disclosure of the firm operating a proprietary fund, alternative investment fund, or portfolio management service. Its disclosed structure is that of a pure execution broker, earning brokerage fees rather than asset-management or performance fees.
What asset classes does YK Global Securities offer to clients?
The firm's platform handles exchange-traded Indian equities and equity derivatives, including futures and options contracts. It does not publicly offer currency derivatives, commodity derivatives, mutual-fund distribution, or non-Indian securities.
Does YK Global Securities maintain the net-worth requirement for Indian stockbrokers?
SEBI mandates minimum net-worth thresholds for registered brokers, which increase based on permitted activities. The firm's continued active registration without enforcement action suggests compliance with these capital-adequacy norms, though exact net-worth figures are not published.
Can foreign institutional investors trade through YK Global Securities?
The firm does not publicly advertise a foreign-institutional-client desk or FPI-registration services. Its disclosed footprint is domestic, centered on Indian retail and institutional participants connecting through NSE and BSE membership.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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