Updated:
ALIGN FINANCIAL PLANNING
ALIGN FINANCIAL PLANNING is an SEC-registered RIA offering financial planning and investment management to individuals and families.
ALIGN FINANCIAL PLANNING
ALIGN FINANCIAL PLANNING is an SEC-registered investment adviser in SOUTHERN PINES, NC. The firm manages approximately $3 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
—
Country
—
City
—
Corporate office
—
Frequently asked questions
Is ALIGN FINANCIAL PLANNING a fiduciary?
As an SEC-registered investment advisor, ALIGN FINANCIAL PLANNING is required to act as a fiduciary under the Investment Advisers Act of 1940. This means the firm must put client interests ahead of its own and provide full disclosure of fees, conflicts, and material facts.
What services does ALIGN FINANCIAL PLANNING provide?
Based on the firm's name and typical RIA structure, ALIGN FINANCIAL PLANNING offers financial planning and discretionary investment management. The planning component likely covers retirement, tax, estate, and insurance needs, while investment management involves constructing and monitoring a portfolio aligned with the client's plan.
What is the fee structure at ALIGN FINANCIAL PLANNING?
The firm's fee structure is not disclosed in public filings. Common models for RIAs of this type include a percentage of assets under management (typically 1% or less) or a flat annual planning fee. Some advisors charge a combination of both. Without public disclosure, the precise fee schedule is unknown.
Who leads investment decisions at ALIGN FINANCIAL PLANNING?
No principals or investment committee members for ALIGN FINANCIAL PLANNING are named in public sources. Without a website, LinkedIn, or SEC ADV filing data, the leadership team is not identifiable.
How does ALIGN FINANCIAL PLANNING handle client assets?
As a registered investment advisor, ALIGN FINANCIAL PLANNING likely uses a qualified custodian to hold client assets, which is standard SEC custody rule compliance. The firm makes investment decisions on a discretionary basis when authorized by the client.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: