Asset ManagerRIA · CRD 284993SEC-Registered

Updated:

Athletes Financial Advisers

Athletes Financial Advisers, LLC is an SEC-registered investment adviser in Westlake, OH. The firm manages approximately $67 million in regulatory assets.

Athletes Financial Advisers

Athletes Financial Advisers, LLC is an SEC-registered investment adviser in Westlake, OH. The firm manages approximately $67 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Year founded

1997

Location

Region

North America

Country

United States

City

Westlake

Corporate office

Tucson, AZ, United States

Principals

Luis Barraza

Founder & Managing Partner

Sector focus

Wealth ManagementInsuranceFinancial Planning

Frequently asked questions

What financial products does Athletes Financial Advisers primarily work with?

The firm structures life insurance, disability insurance, and asset-protection vehicles specifically for professional athletes. Its model emphasizes risk mitigation and income continuity for clients with short earning windows, rather than discretionary portfolio management or market-based investment strategies.

Does the firm manage investment portfolios for athletes?

No public evidence indicates Athletes Financial Advisers manages discretionary securities portfolios. Its disclosed focus is insurance placement and financial planning around contract structures, particularly for Latino professional athletes in MLB, the NFL, and the NBA.

Which professional leagues does the firm serve?

The firm's client base includes players from Major League Baseball, the National Football League, and the National Basketball Association. It has a known concentration among Latino athletes navigating cross-border financial obligations between the United States and their home countries.

Who runs investment decisions at Athletes Financial Advisers?

Founder Luis Barraza leads the firm. As a boutique practice organized around insurance placement rather than discretionary investment management, there is no publicly identified CIO or investment committee. Barraza is the sole named principal in public records.

How is the firm compensated for its advice?

The specific compensation structure has not been publicly disclosed. Given its insurance-centric model, compensation likely includes commissions on placed insurance products alongside any planning fees, though this has not been confirmed by the firm.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Westlake Asset Manager profiles