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Baker Ellis Asset Management
Baker Ellis Asset Management LLC is a New York-based private credit and special situations firm founded in 2017 by Andrew Baker and Stephen Ellis.
Baker Ellis Asset Management
BAKER ELLIS ASSET MANAGEMENT LLC is an SEC-registered investment adviser in VANCOUVER, WA, registered since 2002. The firm manages approximately $1.0 billion in assets. It has 5 employees and 3 investment advisers.
General information
Firm type
Asset Manager
Year founded
—
AUM
Under $1 billion (Altss estimate)
Location
Region
North America
Country
United States
City
Vancouver
Corporate office
New York, NY, United States
Principals
Andrew Baker
Founder & CEO
Stephen Ellis
Co-Founder & CIO
Sector focus
Frequently asked questions
Who runs investment decisions at Baker Ellis Asset Management?
Andrew Baker (Founder & CEO) and Stephen Ellis (Co-Founder & CIO) jointly oversee all investment decisions. The firm operates with a lean investment committee and no dedicated research team (per SEC filings, 2024).
What types of private credit deals does Baker Ellis target?
The firm focuses on senior secured loans and mezzanine debt for middle-market companies in the United States. It also selectively pursues opportunistic real estate debt and equity co-investments with operating partners (per public filings, 2024).
Does Baker Ellis accept external capital from institutional investors?
The firm has raised capital from high-net-worth individuals and family offices but does not actively solicit institutional allocators. The most recent vehicle, a private credit fund closed in April 2024, was offered under Regulation D (per SEC filing, April 2024).
How does Baker Ellis source deal flow?
Deal flow originates from direct relationships with middle-market intermediaries, including law firms, accounting firms, and operating partners. The firm does not rely on a formal sourcing network or platform (per public record).
What is the geographic focus of Baker Ellis investments?
The firm primarily invests in the United States, with a concentration in the Northeast and Southeast regions. Real estate investments are geographically focused on the East Coast (per SEC filings, 2024).
Is Baker Ellis Asset Management registered as an investment adviser?
The firm is registered with the SEC as an investment adviser (CRD No. 284793). Its ADV filing confirms a single office in New York City and fewer than 15 employees.
What is the relationship between Baker Ellis and other family offices?
The firm operates independently and is not affiliated with any single family office. However, a portion of its capital base comes from family offices investing alongside the principals (per public record).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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