RIA · CRD 309477SEC-Registered

Updated:

Bales Financial Advisors, Inc

BALES FINANCIAL ADVISORS, INC is an SEC-registered investment adviser in Cumming, GA. The firm manages approximately $51 million in regulatory assets.

Bales Financial Advisors, Inc

BALES FINANCIAL ADVISORS, INC is an SEC-registered investment adviser in Cumming, GA. The firm manages approximately $51 million in regulatory assets. It has 2 employees and 2 investment advisers.

General information

Firm type

RIA

Location

Region

North America

Frequently asked questions

Who runs investment decisions at Bales Financial Advisors, Inc?

The firm's principals are not publicly named. As a registered investment advisory firm, investment decisions are handled by its advisors, but no individual names have been disclosed in public records.

How does Bales Financial Advisors, Inc source deal flow?

The firm's sourcing strategy is not publicly documented. Given its structure as a registered RIA, it may utilize traditional wealth management channels, but no specific mechanisms are known.

Is Bales Financial Advisors, Inc structured as a single family office or does it operate more like a wealth management firm?

The firm is registered as a financial advisory firm, which suggests it operates as a multi-client RIA rather than a single-family office. However, without a public website or filings, the exact structure is not verified.

Does Bales Financial Advisors, Inc participate in fund commitments or only direct deals?

Public information does not clarify the firm's investment vehicle preferences. As a registered advisor, it may allocate to funds or direct investments, but no data supports a definitive answer.

Where does the underlying wealth come from?

The source of wealth managed by Bales Financial Advisors, Inc is not publicly disclosed. The firm's clients are likely high-net-worth individuals, but the origins of their wealth are not specified.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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