Single Family OfficeRIA · CRD 148649SEC-Registered

Updated:

Baughman Financial Group

BAUGHMAN FINANCIAL GROUP is an SEC-registered investment adviser in NOVATO, CA. The firm manages $76 million in regulatory assets, $73 million on a...

Baughman Financial Group

BAUGHMAN FINANCIAL GROUP is an SEC-registered investment adviser in NOVATO, CA. The firm manages $76 million in regulatory assets, $73 million on a discretionary basis. It has 1 employee and 1 investment adviser.

General information

Firm type

Single Family Office

Principals

John Baughman

Principal

Frequently asked questions

Who runs investment decisions at Baughman Financial Group?

John Baughman serves as the principal of the office. The firm has not disclosed whether additional investment committee members, external advisors, or outsourced chief investment officer relationships support its decision-making framework.

Does Baughman Financial Group manage capital for anyone outside the Baughman family?

No. The office is structured as a single-family office and does not appear to accept third-party capital. No regulatory filings suggest a multi-family office conversion or external advisory relationships.

What is the firm's known posture on co-investments alongside external GPs?

Baughman Financial Group has not disclosed any co-investment activity. Many single-family offices participate in co-investments to reduce fees and gain direct exposure, but the firm's private posture leaves this unconfirmed.

How does Baughman Financial Group source investment opportunities?

Given the lack of a public presence, the office likely sources through private networks, long-standing GP relationships, and direct family business contacts—a model common among families who built wealth through operating businesses and maintain deep industry connections.

Where does the underlying wealth come from?

The wealth is attributed to the Baughman family. The specific origin—whether from operating businesses, inherited wealth, or other sources—has not been publicly detailed.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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