Single Family OfficeRIA · CRD 149434SEC-Registered

Updated:

Broomfield Advisory & Management

Broomfield Advisory & Management is a Connecticut-based single-family office founded in 1978, investing in real estate, private equity, and hedge funds.

Broomfield Advisory & Management

BROOMFIELD ADVISORY & MANAGEMENT is an SEC-registered investment adviser in SAN FRANCISCO, CA. It has one employee.

General information

Firm type

Single Family Office

Year founded

1978

Location

Region

North America

Country

United States

City

San Francisco

Corporate office

Greenwich, CT, United States

Principals

John Broomfield

Founder & President

Robert Broomfield

Managing Director

Sector focus

Real EstatePrivate EquityHedge Funds

Frequently asked questions

Who leads investment decisions at Broomfield Advisory & Management?

John Broomfield serves as Founder & President, overseeing all investment strategy. His son Robert Broomfield is a Managing Director involved in the firm's real estate and private equity allocations. Succession planning appears to be family-driven.

What investment strategy does the firm pursue?

Broomfield Advisory & Management allocates across direct real estate, private equity co-investments, and hedge funds. The real estate component targets commercial properties in the US, particularly in the Northeast and Sunbelt regions, while private equity exposure comes through fund commitments and direct deals.

Does the firm raise external capital or manage money for other families?

No. Broomfield operates solely as a single-family office for the Broomfield family, with no known third-party capital. This private structure allows long hold periods and low public disclosure.

Where is the firm based and does it have additional offices?

The firm is headquartered in Greenwich, Connecticut, with no publicly identified additional offices. Greenwich has long been a hub for hedge funds and family offices, providing access to deal flow and service providers.

What is the known track record of the firm?

Public performance data is unavailable, but the firm has been active since 1978, suggesting sustained capital preservation. Real estate holdings have included interests in Starwood Capital Group's hospitality funds (per public filings, 2018).

How does the firm source deal flow?

Given its long history and family office structure, deal flow likely comes from a network of advisors, law firms, and co-investment partners. The firm's real estate activity is often complementary to larger institutional sponsors.

Is the firm registered with the SEC as an investment adviser?

The firm's status with the SEC is unclear; as a private family office, it may qualify for exemption from registration under the Investment Advisers Act of 1940, specifically the family office exemption in Section 202(a)(11)(G).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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