RIA

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Caldwell Partners

Through our registered investment advisory firm, Caldwell Advisors, LLC, we can help implement a number of strategies right for you.

Caldwell Partners

Through our registered investment advisory firm, Caldwell Advisors, LLC, we can help implement a number of strategies right for you.

General information

Firm type

RIA

Year founded

1991

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Brentwood

Corporate office

Brentwood, TN, United States

Principals

Billy Ray Caldwell Jr.

President

Natasha L. Smith

Chief Operating Officer/Chief Compliance Officer

Aaron Zauner

Wealth Management Advisor

Bentley London

Wealth Management Advisor

Colin Caldwell

Financial Advisor

David Dorsett

Client Relationship Manager

Debra Starnes

Client Service Associate

Sector focus

Wealth ManagementFinancial PlanningRetirement PlanningEstate PlanningInsurance

Frequently asked questions

Who runs investment decisions at Caldwell Partners?

Billy Ray Caldwell Jr., founder and President, leads the firm's advisory and investment strategies. Chief Operating Officer Natasha L. Smith oversees compliance and operations. All advisors operate under Caldwell Advisors, LLC, a registered investment adviser.

Is Caldwell Partners structured as a single family office or an RIA?

Caldwell Partners operates as a registered investment advisory firm through Caldwell Advisors, LLC, not as a family office. The firm provides wealth management, financial planning, and insurance services to a broad client base of individuals, families, and small business owners.

Does Caldwell Partners participate in fund commitments or only direct deals?

The firm does not disclose fund commitments or direct deal activity. Its website focuses on individualized wealth management strategies, retirement planning, estate conservation, and insurance, with no mention of private equity, venture capital, or institutional allocations.

What investment stages does Caldwell Partners typically target?

Caldwell Partners does not target specific investment stages. The firm addresses wealth management for clients at various life stages, including retirement-income planning, college savings, and general portfolio construction across public markets.

Where does the underlying wealth at Caldwell Partners come from?

The underlying wealth sources are not publicly disclosed. The firm does not claim a single wealthy family or pool of capital; it serves a diverse client base of individuals, families, and small business owners.

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