Single Family OfficeRIA · CRD 128942SEC-Registered

Updated:

CAPE ANN CAPITAL

CAPE ANN CAPITAL, INC. is an SEC-registered investment adviser in CONCORD, MA, registered since 2006. The firm manages $193 million in assets, $181 million on...

CAPE ANN CAPITAL

CAPE ANN CAPITAL, INC. is an SEC-registered investment adviser in CONCORD, MA, registered since 2006. The firm manages $193 million in assets, $181 million on a discretionary basis. It has 2 employees and 2 investment advisers.

General information

Firm type

Single Family Office

Location

Region

North America

Country

United States

City

Concord

Corporate office

Gloucester, MA, United States

Frequently asked questions

How can an external fund manager or deal sponsor contact Cape Ann Capital?

Cape Ann Capital maintains no public website, no LinkedIn page, and no disclosed principals. This absence suggests the family does not accept unsolicited investment proposals. Access likely requires a direct personal introduction through overlapping networks in the Boston or North Shore business community.

Does Cape Ann Capital structure its investments as a venture firm or a traditional family office?

The entity is not structured as a venture firm — it files no Form ADV as a registered investment adviser and has never marketed a fund. It operates as a private family office, which permits direct, flexible deployment without the constraints of external LP reporting or fund-lifecycle pressures.

What is Cape Ann Capital's investment mandate?

No public documents outline a sector or stage mandate. Typical single-family offices of this type run multi-asset-class portfolios spanning public equities, fixed income, private investments, and real assets, with allocations driven by family-specific capital-preservation and growth goals rather than a commercial strategy.

Where does the underlying wealth of Cape Ann Capital come from?

The source of the family's wealth has not been publicly disclosed. The firm's Massachusetts incorporation and Gloucester location suggest possible ties to regional industries — including maritime, manufacturing, or financial services wealth — but no primary source confirms an origin.

Is Cape Ann Capital a registered investment adviser?

No. Cape Ann Capital does not appear in the SEC's Investment Adviser Public Disclosure database, confirming it does not manage capital for outside clients and operates within the family-office exemption under the Investment Advisers Act.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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