RIA · CRD 291404Private Fund Adviser

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CARAPACE FINANCIAL ADVISORS LLC

Carapace Financial is an advisor-to-advisors RIA that specializes in providing clients with customized options and hedging solutions. It was established to...

CARAPACE FINANCIAL ADVISORS LLC

Carapace Financial is an advisor-to-advisors RIA that specializes in providing clients with customized options and hedging solutions. It was established to protect clients from unforeseen market risks through customized options strategies. The firm offers SMAs, private funds and market-linked notes, with actively monitored options strategies intended to reduce portfolio risk, protect wealth, supplement income and support long-term portfolio growth.

General information

Firm type

RIA

Year founded

2017

Principals

Rick Ziwot (Frederick Ziwot)

President and Chief Investment Officer

William McCarthy

CFA, Managing Director

Tim Moran

Managing Director and Senior Portfolio Manager

Gregory Aroneo

Executive Vice President

Ryan Toohers

Associate

Laura Flanagan

Outside Counsel

Frequently asked questions

What is the investment strategy of CARAPACE FINANCIAL ADVISORS LLC?

No publicly verifiable source describes any specific investment strategy for the firm. It is registered as an investment advisor but has not disclosed its approach.

Where is CARAPACE FINANCIAL ADVISORS LLC headquartered?

The firm's headquarters city and country are not listed in its public record or any verifiable source.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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