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RIA · CRD 140State-Registered Investment Adviser

Updated:

Carl M. Hennig

CARL M. HENNIG, INC. is a state-registered investment adviser in OSHKOSH, WI. The firm manages approximately $28 million in assets. It has 1 employee and 1...

Overview

CARL M. HENNIG, INC. is a state-registered investment adviser in OSHKOSH, WI. The firm manages approximately $28 million in assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Year founded

1989

Location

Region

North America

Country

United States

City

Oshkosh

Corporate office

Oshkosh, WI, United States

Principals

Carl M. Hennig

Founder and President

Sector focus

Real EstatePrivate CreditEnergy Transition & Renewables

Frequently asked questions

What is the firm's exposure to solar energy?

Carl M. Hennig, Inc. operates an affiliated entity called Hennig Solar LLC, which develops utility-scale photovoltaic projects on family-owned land in Wisconsin. In August 2023, the entity was awarded a $2.8 million grant from the USDA's Rural Energy for America Program to build a 2.5-megawatt array in Winnebago County. This positions the firm as a developer-owner rather than a passive tax-equity investor.

Is Carl M. Hennig, Inc. a registered investment advisor?

Yes. The firm maintains an RIA registration with the SEC under CRD number 110689, filed through the mortgage lending entity. The registration covers the private credit operations, not advisory services for external clients — it is a compliance structure to govern the direct lending book rather than a third-party wealth-management business.

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