RIA · CRD 118156SEC-RegisteredPrivate Fund Adviser

Updated:

Carlson Capital

Carlson Capital, led by founder Carl Carlson, is a fiduciary RIA based in Dallas offering retirement planning for clients 50+ across six US offices.

Carlson Capital

Carlson Capital is an SEC-registered investment adviser in Dallas, TX, registered since 2001. The firm manages $429 million in assets. It has 26 employees and 10 investment advisers.

General information

Firm type

RIA

Year founded

2012

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Dallas

Corporate office

Dallas, TX, United States

Additional offices

Colorado Springs, CO · Overland Park, KS · Topeka, KS · Richmond, VA · Virginia Beach, VA

Principals

Carl Carlson

CEO & Founder

Sector focus

Wealth ManagementRetirement Planning

Frequently asked questions

Who runs investment decisions at Carlson Capital?

Carl Carlson is CEO and Founder. The firm states it follows a fiduciary model, meaning it puts client interests first and does not push specific products (per the firm website).

How does Carlson Capital source proprietary deal flow?

Carlson Financial does not claim proprietary deal flow. It focuses on retirement planning and uses a fiduciary approach, selecting from publicly available investment and insurance products based on client financial plans.

Is Carlson Capital structured as a single family office or does it operate more like a venture firm?

Carlson Capital operates as an RIA (registered investment advisor) focused on retirement planning for individuals age 50 and older. It is not a family office or venture firm. It offers advisory services including investment planning, tax planning, and insurance strategies.

Does Carlson Capital participate in fund commitments or only direct deals?

Carlson Financial does not publicly disclose fund commitments. Its services focus on retirement income planning, investments, and insurance products for individual clients.

What investment stages does Carlson Capital typically target?

Carlson Financial targets clients who are starting to plan for retirement, nearing retirement, or already retired. Its investment approach is not stage-based in the traditional venture sense but rather lifecycle-based for wealth management.

Which sectors does Carlson Capital explicitly avoid?

The firm does not publicly list any sectors it avoids. Given its focus on retirement planning, it likely deals in a range of publicly available investment and insurance products.

Where does the underlying wealth come from?

The firm serves clients who are age 50 and older, often those who have accumulated assets through their careers. Carlson himself grew up on a farm in Kansas and started the firm after working at large wealth management firms.

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